Word: sec
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Dates: during 1940-1949
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Loss Holders. Though SEC later permitted the stock flotation-it cannot bar anyone from selling stock as long as "full disclosure" is made about the issue-SEC again warned prospective investors that Tucker's public statements had been "grossly misleading and false...
Last week, to SEC's chagrin, the appeals court upheld the District Court ruling. SEC could still go to the Supreme Court, but with two love sets already, it looked as if it was Eaton's match...
Like a smart tennis player, Cyrus Eaton had more than once caught the Securities & Exchange Commission flat-footed in its long battle to revoke the underwriting license of his investment house, Otis & Co. SEC charged that Eaton had instigated a suit against Kaiser-Frazer Corp. and then used the suit to get out of underwriting a stock issue for K-F when it seemed that Otis might lose millions on the deal. Eaton neatly handled that hot serve. He sued SEC in the U.S. District Court. It ruled that there was insufficient evidence against Otis. SEC took the case...
...manifesto lists the "often disconnected" material and the "disunified" state of the department as reasons why the Sec. Rel. students must sweat to learn about the subject...
Despite all the talk of retrenchment, the Securities & Exchange Commission and the Department of Commerce reported that retrenchment was more a word than an actuality. After a poll of hundreds of U.S. companies, SEC estimated that spending for new plants and equipment this year would be only 4.7% under 1948's record of $19.2 billion...